Series 65 — CertFuel
149 lessons.
chap 0
chap 1
- Accounting Fundamentals
- Business Cycles
- Capital structure including liquidation priority
- Descriptive Statistics
- Economic Indicators
- Financial Ratios
- Financial Reports
- Global Factors
- Inflation and Deflation
- Interest Rates, Yield Curves, and Credit Spreads
- Monetary and Fiscal Policies
- Opportunity cost
- Synthesis
- Systematic risks
- Time Value of Money
- Unsystematic risks
- Valuation Ratios
chap 2
- Asset-Backed Securities
- Common Stock
- Corporate Bonds
- Discounted Cash Flow
- Dividend Discount
- Dividends
- Employee Stock Options
- Synthesis
- Synthesis
- Fixed Income Characteristics
- Synthesis
- Fixed Income Valuation Factors
- Foreign-Issued Bonds
- Fundamental Analysis
- Initial Public Offering (IPO)
- Insured Deposits
- Money Market Instruments
- Municipal Bonds
- Preferred Stock
- Restricted Stock and Resale Restrictions
- Secondary Offering
- Securities Fundamentals Synthesis
- Shareholder Rights
- SPACs, Blind Pools, and Blank Check Companies
- Technical Analysis
- U.S. Government Securities
chap 3/alternative-investments
chap 3/chapter-synthesis
chap 3/derivative-characteristics
chap 3/derivative-securities
chap 3/insurance-based-products
chap 3/other-assets
chap 3/pooled-investment-characteristics
- Benefits and Risks
- Fee Structures and Other Costs
- Liquidity
- Pricing
- Relative Comparisons
- Share Classes
- Synthesis
- Tax Implications
chap 3/pooled-investments
- Exchange Traded Funds
- Mutual Funds
- Private Funds
- Real Estate Investment Trusts
- Synthesis
- Unit Investment Trusts
chap 4
- Beneficiary Designation
- Business Entities
- Client Data Gathering
- Synthesis
- Current and Future Financial Situation
- Donor Advised Funds
- Education-Related Accounts
- Entity and Trust Taxation
- Fiduciary Issues
- Financial Goals and Objectives
- Foundations and Charities
- Health Savings Accounts
- Individual Income Tax
- Individual Retirement Accounts
- Individuals and Sole Proprietorships
- Investment Policy Statement
- Nonfinancial Investment Considerations
- Nonqualified Retirement Plans
- Prohibited Transactions
- QDROs
- Qualified Retirement Plans
- Risk Tolerance
- SEP and SIMPLE IRAs
- Solo 401(k)
- Time Horizon
- Transfer on Death
- Trusts and Estates
- Trusts and Wills
- Types of Ownership
- UTMA and UGMA
- Wealth Transfer Tax
chap 5
- Best Execution
- Capital Asset Pricing Model (CAPM)
- Costs of Trading Securities
- Current Yield
- Efficient Market Hypothesis (EMH)
- Modern Portfolio Theory (MPT)
- Relevant Benchmarks
- Returns
- Role of Market Participants
- Strategies
- Styles
- Techniques
- Terminology
chap 6
- Administrative Actions
- Authority of the State Securities Administrator
- Civil Liability
- Criminal Penalties
- Definition of an Agent of a Broker-Dealer
- Definition of an Investment Adviser Representative
- Definitions of Broker-Dealers
- Definitions of Investment Advisers
- Investment Adviser Representative Supervision
- Issuers
- Legal Framework Synthesis
- Notice Filing Requirements
- Registration and Post-Registration
- Registration and Post-Registration
- Registration and Post-Registration Requirements
- Registration and Post-Registration
- Securities
- State Enforcement and Antifraud Authority
chap 7
- Business Continuity and Succession Planning
- Client Contracts
- Client Funds and Securities
- Compensation
- Conflicts of Interest, Impermissible Activities, and Ethics
- Correspondence and Advertising
- Custody Definition and Obligations
- Cybersecurity, Privacy, and Data Protection
- Performance Guarantees Prohibition
- Required Disclosures to Clients
- Unlawful Representations Concerning Registrations