Series 65
88 lessons.
introduction
chap 1
- 1.1 Business Cycles
- 1.2 Monetary Policy
- 1.3 Fiscal Policy
- 1.4 Inflation & Deflation
- 1.5 Interest Rates & Yield Curves
- 1.6 Global Economic Factors
chap 2
- 2.1 Financial Statements Overview
- 2.2 Accounting Fundamentals
- 2.3 SEC Filings & Annual Reports
- 2.4 Financial Ratios
- 2.5 Time Value of Money
- 2.6 IRR and NPV
- 2.7 Descriptive Statistics
chap 3
- 3.1 Systematic (Market) Risk
- 3.2 Unsystematic (Company-Specific) Risk
- 3.3 Interest Rate & Reinvestment Risk
- 3.4 Inflation & Currency Risk
- 3.5 Liquidity Risk & Opportunity Cost
- 3.6 Risk Measurement & Portfolio Theory
chap 4
- 4.1 Cash & Cash Equivalents
- 4.2 Treasury Securities
- 4.3 Agency Securities
- 4.4 Corporate Bonds
- 4.5 Municipal Bonds
- 4.6 Bond Pricing & Yields
chap 5
- 5.1 Common Stock
- 5.2 Preferred Stock
- 5.3 Shareholder Rights & Corporate Actions
- 5.4 Equity Valuation Methods
- 5.5 ADRs, REITs & Other Equity Securities
chap 6
- 6.1 Mutual Funds
- 6.2 Mutual Fund Costs & Fees
- 6.3 Exchange-Traded Funds (ETFs)
- 6.4 Closed-End Funds & UITs
- 6.5 Hedge Funds & Private Equity
chap 7
- 7.1 Options Basics
- 7.2 Options Strategies
- 7.3 Alternative Investments
- 7.4 Annuities
- 7.5 Life Insurance Products
chap 8
- 8.1 Individual Clients
- 8.2 Business Entity Clients
- 8.3 Trusts & Estates
- 8.4 Accredited & Qualified Investors
- 8.5 Suitability & Know Your Customer
chap 9
- 9.1 Modern Portfolio Theory
- 9.2 Capital Asset Pricing Model (CAPM)
- 9.3 Efficient Market Hypothesis
- 9.4 Risk & Performance Measures
- 9.5 Asset Allocation
chap 10
- 10.1 Investment Styles
- 10.2 Portfolio Management Techniques
- 10.3 Fixed Income Strategies
- 10.4 Return Calculations
chap 11
- 11.1 Capital Gains & Investment Taxes
- 11.2 Retirement Plans Overview
- 11.3 Individual Retirement Accounts (IRAs)
- 11.4 Education Savings Plans
- 11.5 Distributions & RMDs
chap 12
- 12.1 ERISA Requirements
- 12.2 Special Account Types
- 12.3 Performance Measures & Reporting
- 12.4 QDROs & Special Situations
chap 13
- 13.1 Investment Advisers Act of 1940
- 13.2 Registration Requirements
- 13.3 Recordkeeping Requirements
- 13.4 Custody Requirements
- 13.5 Exempt Reporting Advisers
chap 14
- 14.1 IAR Definition & Requirements
- 14.2 Registration & Post-Registration
- 14.3 IARs of Federal Covered Advisers
chap 15
chap 16
- 16.1 Uniform Securities Act
- 16.2 Securities Registration Methods
- 16.3 Exempt Securities
- 16.4 Exempt Transactions
chap 17
- 17.1 Advertising Rules
- 17.2 Social Media & Electronic Communications
- 17.3 Client Agreements & Disclosure
- 17.4 Proxy Voting & Other Obligations
chap 18
- 18.1 Fiduciary Duties
- 18.2 Prohibited Practices
- 18.3 Senior & Vulnerable Adult Protection
- 18.4 AML & Compliance Programs